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 Always the same statist 'solution': S.E.C. Study Recommends More Oversight of Brokers

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Always the same statist 'solution': S.E.C. Study Recommends More Oversight of Brokers Vide
PostSubject: Always the same statist 'solution': S.E.C. Study Recommends More Oversight of Brokers   Always the same statist 'solution': S.E.C. Study Recommends More Oversight of Brokers Icon_minitimeSun Jan 23, 2011 10:36 pm
WASHINGTON — Investment advisers and stockbrokers should be subject to the same fiduciary standard of conduct — putting a customer’s interests above their own — rather than the different governance regimes that currently apply to the two groups, the Securities and Exchange Commission recommended on Saturday.

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